Frequently Asked Questions about Strategic
How is Strategic Asset Management compensated?
Management is a fee-only advisor. This
means all of its compensation on a clients
account is derived from fees the client pays directly
to Strategic. Strategic does on rare occasion receive compensation from other parties in the
process of managing clients accounts (soft
dollars, 12b-1 fee refunds). Any compensation from
other parties is refunded back to the client on an annual basis.
What is your fee
structure is as follows:
first $100,000, 1.75% of
next $900,000, 0.75%
above $1,000,000, 0.60%
The fee is on an
annual rate and due at the beginning of the quarter
for services to be rendered.
Are there any other
fees involved and/or termination fees?
No, if a client wishes
to end the relationship with Strategic a letter to
that effect is all that is required. A pro-rata
refund of the fees for that quarter will then be
Can I see your form ADV (as required
by the SEC)?
Sure here it is: Sasm
Here it is: privacy.htm
Do you have any other
questions? Contact us at the email or phone number below
Strategic Asset Management is an investment advisory firm
registered in Washington State.